The Securities and Exchange Commission (SEC) is often called the “referee” of the stock market, ensuring companies play by the rules and investors have access to fair, accurate information. Born out of the Great Depression, the SEC’s mission is to protect investors, maintain orderly markets, and promote confidence in the financial system. Whether you’re a new or seasoned investor, understanding how the SEC impacts your portfolio can help you make smarter, safer decisions.

Don't just settle for "best interest" advice—discover why a fiduciary CFA® charterholder offers the gold standard in both ethics and expertise to truly grow and protect your money.